Several critical legal documents significantly impact life at Scotia Wealth Management, influencing our customers, prospects, and any visitors to our website.
In order to streamline your search for specific information, we've consolidated all these documents into one accessible location. Additionally, we've included brief descriptions outlining the content of each document. As we periodically release updated versions of these documents, we recommend visiting this page regularly to stay informed about any relevant changes.
Documentation
FCA Authorisation
Scotia Wealth Management are authorised and regulated by the financial conduct authority. Please view our FCA Authorisation here.
Terms of Business
It's important that we are clear about what you can expect from us as a client. Our Client Agreement for Investment and Protection Planning sets out the terms under which our services are to be provided, including details of the specific services and a summary of our charges for those services. Read our Client Agreement for Investment and Protection Planning here.